HomeMy WebLinkAboutBoard of Selectmen Agenda April 14, 2011 Packet_201402061623345786HNMCP—Nantucket
FINAL REPORT
Emilie Aguirre • Kenneth Gantz • James Goldschmidt
Cambridge, MA—December 20, 2010
2
Opening Remarks
The Town of Nantucket is in many respects the ideal place to live. Situated on
a sizeable island off the Atlantic coast, its well-groomed real estate and list of
celebrity summer residents suggests affluence to an extent that may be
misleading.
The recent international recession has not left Nantucket untouched, despite
its secluded location. Most notably for our purposes, decreased tax revenues
have imposed significant restrictions on the Town budget.
Other misperceptions are also held by all parties to collective bargaining in the
Town. Some are misperceptions about the identities and interests of other
parties. Some are misperceptions about the best ways to negotiate for and
reach agreement.
Opportunities for growth arise where widely-held misperceptions encounter
harsh financial reality. Everyone involved in collective bargaining should
recognize and capitalize on these opportunities, which we attempt to describe
here in some detail.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
INTRODUCTION
3
Executive Summary
We recommend greater investment in negotiation and
more attention to execution:
Deconsolidate negotiations
Conduct a C.O.L.A. assessment
Reconsider the role of attorneys
Emphasize negotiator education and training
Re-evaluate where and how negotiations occur
In addition, we recommend specific steps for the Board,
Town Administration, and each union (addressed in
alphabetical order).
For all recommendations, we suggest reaching agreement
among the parties rather than unilateral implementation.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
INTRODUCTION
4
PROJECT DESCRIPTION
HNMCP Identity and Role
Harvard Negotiation and Mediation Clinical Program was founded at
Harvard Law School in 2006 by Robert Bordone, Thaddeus R. Beal Clinical
Professor of Law. It is the nation’s first legal clinic focusing on dispute systems
design and conflict management, and maintains a robust clientele.
Acting jointly, union members and Town Administration approached
HNMCP in the spring of 2010 with a project proposal relating to ongoing
collective bargaining, seeking to forge a new way forward together. HNMCP
accepted this proposal for clinical work in the fall.
Three law students working with HNMCP chose to devote their efforts to the
Nantucket project: Emilie Aguirre (HLS ’12), Kenneth Gantz (U.C. Berkeley
’11), and James Goldschmidt (HLS ’12).
Our task has been to assess the identities and interests of the various
stakeholders in Nantucket’s negotiations, as well as the process itself, and
develop analysis and suggestions for moving forward.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
5
PROJECT DESCRIPTION
Methodology
Our efforts were divided into four phases:
Phase One (Individual Interviews): In this phase, team members conducted
telephone interviews of 25 individual stakeholders in the Town’s collective
bargaining efforts. (September 27–October 13)
Phase Two (On-Island Visit): In this phase, team members visited Nantucket
for three days and conducted five focus groups, one with each union’s
principal negotiators. The team also attended a financial planning meeting
and spoke informally with residents and stakeholders. (October 14–16)
Phase Three (Research Analysis and Drafting): In this phase, team members
analyzed all of the input gathered in the first two phases, compared it to
relevant literature and opinions from experts, and drafted its final report.
(October 17–November 24)
Phase Four (Report Revision and Amplification): In this phase, team members
revised all work product in keeping with suggestions obtained in review,
and now submits its final report to the Town. (November 25–December 20)
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
6
PROJECT DESCRIPTION
This Report
Our report is also divided into four main parts:
Stakeholder Information: We begin by discussing each of the participating
stakeholders, providing relevant background information and offering our
own impressions as they relate to each group.
Analysis and Discussion: In this part, we first list and compare parties’
interests, analyzing the extent to which interests are shared and whether
they conflict. Then, we discuss the importance of four key elements of
negotiation: Process, Substance, Relationship, and Information.
General Recommendations: Here, drawing on our analysis and discussion in
the preceding parts, we make five general recommendations that we believe
will benefit all parties involved in collective bargaining.
Specific Recommendations: In addition, we have developed several specific
recommendations, one for each stakeholder group. When receiving this
report, each stakeholder will receive its own specific recommendation.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
7
STAKEHOLDER INFORMATION
Introduction
In this section, we discuss each of the participating stakeholders in
turn. For each, our discussion is separated into two main parts:
General Background: Here, we summarize relevant information about each
stakeholder as we learned it in our interviews and from our own
research. This may include information relating to a stakeholder group’s
identity or the identities of its members, its role in collective bargaining
or in the Town, and, where relevant, community perceptions.
Our impressions: This second part is more nuanced and incorporates our
own impressions as they relate to each group. Most often, we list what
we perceive as stakeholders’ interests (a word we use generically to
represent stakeholders’ specific outcome-oriented concerns). Our
impressions of these interests are usually based on parties’ own
statements, but at times are based on making predictions or reading
between the lines. Sometimes, we also address inherent tensions within a
group or conflicts they face from the outside. Statements included here
are implicitly prefaced by the words, “As we see it…”
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
8
STAKEHOLDER INFORMATION
Participating Stakeholders
Town of Nantucket:
Board of Selectmen
Town Administration
•Town Manager and Assistant Town Manager
•Human Resources
•Finance Committee
Employees’ Unions:
Department of Public Works
Fire Department
Laborers’ Union
Our Island Home (S.E.I.U.)
Police Department
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
9
STAKEHOLDER INFORMATION
Town of Nantucket
Board of Selectmen:
General background: As elected officials, members of the Board of Selectmen are
well-known members of the community and represent the governing authority of
the Town. Each Board member is therefore characterized by both an individual
and a collective identity, which may differ at times.
Our impressions: Board members seem to have a clear interest in fiscal
responsibility, but this interest is complex. In part, it derives from a genuine
feeling that the Town must spend within its means. In part, however, this is also a
desire for the the appearance of fiscal responsibility, which is a popular sentiment
among residents during a recession and may serve individual reelection interests.
As people in governing positions, Board members also have an interest in
legitimacy and retaining authority over major transactions affecting the Town,
since their collective identity is implicated in such transactions. Complicating
matters further, continued disagreement in the collective bargaining context does
not always have negative implications for these interests, since ongoing dispute
requires ongoing authoritative involvement and provides ongoing platform fodder.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
10
Town of Nantucket
Town Administration:
General background: Town Administration refers collectively to the Town Manager,
Assistant Town Manager, Human Resources, and Finance Committee. The Town
Manager is appointed by the Board of Selectmen and requires its approval before
contracts can be finalized. Yet the Town Manager is also a Town employee who
must negotiate with other Town employees and is responsible for the efficient
management of the Town. And Town Administration is privy to more information
than any other stakeholder.
Our impressions: This uniquely divided role gives rise to deeply conflicting interests.
The Town Manager and supporting staff seem to embody the maxim that one
cannot please all of the people all of the time. Where union employees call for
contract increases and the Board of Selectmen calls for cost stabilization, it seems
that no solution that satisfies one party will satisfy the other. This conflict may be
described as a tug-of-war between job security on one hand and union respect on
the other. In order to minimize this tug-of-war, Town Administration has an
interest in negotiation flexibility, discretion, and authority when closing deals.
Town Administration also has an interest in an educated and informed public, but
is aware that total disclosure could hurt the Town’s own position.
STAKEHOLDER INFORMATION
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
11
Employees’ Unions
Department of Public Works:
General background: The DPW provides essential services to the Town, but often
goes unnoticed due to the “behind-the-scenes” nature of their work. DPW
employees are sensitive to long-standing criticism regarding their duties and note
that if they were to stop doing their job, both local and summer residents would
notice quickly. At the negotiating table, they are largely represented by repeat
negotiators and much of their discussion focuses on the meaning of contractual
terms. Some DPW negotiators feel that they frequently make concessions to save
the Town money, and see the Selectmen-Town Manager relationship as flawed.
Our impressions: DPW members seem to desire greater respect, in negotiations and
in general. Part of this desire for respect is related to their self-perceived
willingness to make sacrifices for the Town. For example, it is frustrating to
forego new uniforms for a year but see the Town spend a great deal of money in
other areas. At the negotiating table, DPW union leaders are also frustrated by
the drawn-out nature of negotiations and their perception that initial meetings are
often a waste of time. DPW wants the Town to be responsive to their concerns
with specific contractual wording (since failure to clarify words like “reasonable”
and “synonymous” often results in subsequent interpretive battles that waste more
time), and would like Town Administration to have more deal-closing power.
STAKEHOLDER INFORMATION
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
12
Employees’ Unions
Fire Department:
General background: Nantucket’s firefighters are a tight-knit group of coworkers who
spend a great deal of time together, given the way their facility and shifts are
structured. As such, they significantly invest in coordination of union goals prior to
negotiations. The firefighters have a systematic method for gathering and
synthesizing union input prior to negotiations, and work quite hard doing so. In
the Town, however, the fire union is known for the length of its still-ongoing
contract negotiations. And on several levels (duties, compensation, education),
firefighters are frequently contrasted to the police in what may be unhelpful ways.
Our impressions: In general, the firefighters seem to be interested in being
recognized for what they see as their singular contribution to the Nantucket
community. They view their services to the Town as essential and not comparable
to other unions, and do not appreciate negotiating in comparison to the police. At
the negotiating table, the firefighters have a particularly strong interest in Town
Administration appreciating and responding favorably to their advance
preparation, and would like the Town to be similarly prepared. They also would
appreciate good-faith proposals and willingness to negotiate; they do not respond
well to Town suggestions they perceive to be inflexible. As they see it, many of
their proposals would not greatly affect costs.
STAKEHOLDER INFORMATION
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
13
Employees’ Unions
Laborers’ Union:
General background: The laborers’ union is perhaps the most disparate of any that
we studied, with employees spread across several departments and varying levels
of authority. From police dispatchers to office employees to department heads,
this union spans a wide variety of individuals and interests. The laborers’ union is
also the only union that is not identifiable with a central physical location.
Our impressions: Members of the laborers’ negotiating team seem to recognize the
wide variety of interests they must attempt to satisfy. One commonly identified
distinction is between employees at the lower end of the pay scale and employees
at the upper end; in the most recent negotiations, there was some disagreement
among union members over which group should be favored at the table. Other
interests are more commonly shared. There is a primary interest in job security, as
well as a desire that incoming employees be given identical, not split, contracts.
(This might be termed an interest in solidarity.) Like other unions, they are also
frustrated by the delay resulting from Town Administration’s inability to close a
deal without final approval from the Selectmen. In addition, labor negotiators
would like more information from the Town regarding health insurance plans and
the current trust fund surplus; this would provide context when they hear of cuts.
STAKEHOLDER INFORMATION
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
14
Employees’ Unions
Our Island Home (S.E.I.U.):
General background: The union of healthcare workers at Our Island Home
(O.I.H.) is comprised almost entirely of women, many of them immigrants.
Proud of their work, they appreciate the opportunity to serve in a municipal
nursing home (an increasing rarity in Massachusetts). At the regional and
national level, S.E.I.U. is known for its aggressive stance in labor negotiations,
but the local unit sees itself as distinct from higher union levels and recognizes
that the on-island situation makes them unique. This is the union that seems most
satisfied with their negotiations.
Our impressions: Workers at Our Island Home seem concerned about job security,
due to a combination of the shifting economy, the changing nature of the
healthcare profession, and reconceptualization of services provided on
Nantucket. In general, they have few complaints about the recent round of
negotiations or its substantive results, though they do fear a change in health
insurance arrangements. They sometimes find that regional S.E.I.U.
representatives need to be reminded that things may work differently on
Nantucket than they do on the mainland; while the regional representatives may
view the local unit as the jewel in their crown, O.I.H. employees do not seem
anxious to set a standard at the expense of their jobs.
STAKEHOLDER INFORMATION
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
15
Employees’ Unions
Police Department:
General background: The Police Department is known throughout the Town as a
tough negotiator and frequently seems to get what it wants at the negotiating table.
Town residents are quick to point to the recently completed, multi-million dollar
complex constructed for the police. The police union relies heavily on outside
counsel and is quick to move to arbitration when negotiations seem stalled. Much
of the union’s negotiating experience is currently concentrated in one long-serving
employee; this is primarily because of the high rate of employee turnover within
the Department.
Our impressions: The Police Department does not seem interested in running the
Town into the ground, but is willing to bargain hard for what it sees as reasonable
compensation for its work. The police union seems aware that the Town is facing
difficult financial times and is appreciative of the recently constructed police
complex. At this time, one of its primary interests is maintaining continuity in its
negotiations and finding new union members to take up the union reins. From our
perspective, the Department also has an interest in maintaining the goodwill of the
Town, since a failure to do so may result in reversals in future negotiations. It may
also be in their interest to develop more independence from counsel; dependency
has fiscal and reputational costs and makes them only as good as their attorney(s).
STAKEHOLDER INFORMATION
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
16
ANALYSIS AND DISCUSSION
Introduction
In this section, we turn to an analysis of the stakeholders’ interests
and discussion of important concepts of collective bargaining. This
section is divided into two parts:
Conflict mapping: In conflict mapping, which is explained more fully on the
following page, we list parties’ interests as derived from our conversations
with them. Again, when we use the word ‘interests,’ we refer generically
to a party’s specific outcome-oriented concerns. The interests we list are
general enough to be applicable to more than one group, but are not so
abstract as to be useless. For example, we do not list “get a 6% increase
over 3 years” (too specific) or “money” (too general), but we might list
“achieve long-term financial stability.”
The importance of… In this part, we discuss four concepts that are key to
collective bargaining—Process, Substance, Relationship, and
Information—and explain how they relate to Nantucket’s situation. We
include quotes from interviewees and relevant advice from experts.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
17
ANALYSIS AND DISCUSSION
Introducing Conflict Mapping
Conflict mapping is a useful method of analyzing the underlying causes of
conflict and evaluating the prospects for consensus building.
In upcoming pages, we will use the following color scheme to code and sort out
the interests we have derived from our conversations with the parties:
Green for shared interests. Here, a shared interest is one shared by the Town and at
least one union (and often more).
Blue for non-shared but non-conflicting interests. These value-creating interests are
held by the Town or one or more unions, but do not conflict with any other interests.
Red for conflicting interests. A conflicting interest is held by only one party and may
be in opposition to the interests of another party.
This shaded circle represents an interest that the named party (i.e., a union) sees as
non-conflicting and another party (i.e., the Town) may perceive as conflicting.
A few notes: We assess interests actually expressed by the parties in our talks.
Parties may have other interests that are not listed because not explicitly
expressed. Also, the listed interests are those which at least one party feels could
be improved upon. For instance, all parties may be interested in “equality,” but
it will only be listed where a party feels treated unequally and said so to us.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
18
ANALYSIS AND DISCUSSION
Conflict Mapping
Board of Selectmen and Town Administration:*
Streamline collective bargaining process / reduce scheduling delays
Foster trust between parties
Achieve economic stability / reasonable and livable wage
Eliminate/mitigate real or perceived conflicts of interest created by unionized
department heads and small town dynamics
Reduce attorney fees for contract negotiation
Accurately assess cost of living
Foster happy / contented / motivated work force
Measure work force productivity
Educate / train parties in municipal finance background and negotiation process
Build sustainable agreements
Limit future budget increases
Control tax burden
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
* Note: These stakeholders are listed together because despite identity differences, they represent one side of the negotiating table.
19
ANALYSIS AND DISCUSSION
Conflict Mapping
Department of Public Works:
Streamline collective bargaining process / reduce timeline
Foster trust between parties
Achieve economic stability / reasonable and livable wage
Reduce attorney fees for contract negotiation
Accurately assess cost of living
Preparation for negotiation on both sides
Autonomy / decision-making authority of negotiation representatives
Reduce or eliminate negotiation gaming
Respect / appreciation
Fairness of process
Transparency re: budgetary analysis, financial documents, healthcare information
Clarity of contract to avoid ambiguities / multiple interpretations
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
20
ANALYSIS AND DISCUSSION
Conflict Mapping
Fire Department:
Streamline collective bargaining process / reduce scheduling delays
Foster trust between parties
Preparation for negotiation on both sides
Autonomy/decision-making authority of negotiation representatives
Reduce or eliminate negotiation gaming
Transparency re: budgetary analysis, financial documents, healthcare information
Firefighter safety and training
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
21
ANALYSIS AND DISCUSSION
Conflict Mapping
Laborers’ Union:
Streamline collective bargaining process / reduce scheduling delays
Foster trust between parties
Achieve economic stability; reasonable and livable wage
Eliminate / mitigate real or perceived conflicts of interest created by unionized
department heads and small town dynamics
Preparation for negotiation on both sides
Autonomy/decision-making authority of negotiation representatives
Reduce or eliminate negotiation gaming
Transparency re: budgetary analysis, financial documents, healthcare information
Protection of jobs
Avoid penalization for efficient use of budget
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
22
ANALYSIS AND DISCUSSION
Conflict Mapping
Our Island Home (S.E.I.U.):
Streamline collective bargaining process / reduce scheduling delays
Foster trust between parties
Achieve economic stability; reasonable and livable wage
Preparation for negotiation on both sides
Autonomy/decision-making authority of negotiation representatives
Reduce or eliminate negotiation gaming
Transparency re: budgetary analysis, financial documents, healthcare information
Respect/appreciation
Training, support for union negotiators
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
23
ANALYSIS AND DISCUSSION
Conflict Mapping
Police Department:
Streamline collective bargaining process / reduce scheduling delays
Foster trust between parties
Eliminate / mitigate real or perceived conflicts of interest created by unionized
department heads and small town dynamics
Preparation for negotiation on both sides
Autonomy/decision-making authority of negotiation representatives
Reduce or eliminate negotiation gaming
Transparency re: budgetary analysis, financial documents, healthcare information
Training, support for union negotiators
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
24
ANALYSIS AND DISCUSSION
Conflict Mapping
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations ConclusionTown of NantucketDepartment of Public WorksFire DepartmentLaborers’ UnionOur Island HomePolice Department
25
ANALYSIS AND DISCUSSION
Conflict Mapping
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
Our analysis reveals several shared interests, many non-shared, non-conflicting or potentially
conflicting interests, and only a few conflicting interests. Parties tend to over-focus on conflict!
Shared Interests
Non-Shared, Non-Conflicting Interests
Potentially Conflicting Interests
Conflicting Interests
Streamline bargaining process / reduce scheduling delays
Foster trust between parties
Achieve economic stability; reasonable and livable wage
Eliminate / mitigate real or perceived conflicts of interest
created by unionized dept. heads / small town dynamics
Reduce attorney fees for contract negotiation
Accurately assess cost of living
Limit future budget increases
Control tax burden
Protection of jobs
Avoid penalization for efficient use of budget
Transparency re: budgetary analysis, fin. docs., healthcare info
Training, support for union negotiators
Clarity of contract to avoid ambiguities / multiple interpretations
Firefighter safety and training
cont.
Educate / train parties as to municipal finance background
and negotiation techniques
Respect / appreciation
Fairness of process
Foster happy / content / motivated work force
Measure work force productivity
Reduce or eliminate negotiation gaming
Build sustainable agreements
Preparation for negotiation on both sides
Autonomy / decision-making authority of negotiation reps
26
ANALYSIS AND DISCUSSION
Introducing Key Elements
Having analyzed interests of stakeholders and the many areas in which they
overlap, we turn to a discussion of four key elements of negotiation: Process,
Substance, Relationship, and Information.* Each of these elements presents
opportunities for improvement in Nantucket’s negotiations.
In upcoming pages, we will explain each element in turn, first defining it and
then exploring its relation to the situation in Nantucket. The discussion will
include anonymous quotes from interviewees where they relate to the subject
matter, as such quotes are often the most vivid illustration of an issue.
Advice from experts will also be included when relevant. In addition to ongoing
feedback from Professor Robert Bordone of HLS, the following two experts in
the field of labor negotiations and employment law made key contributions:
Thomas A. Kochan, George Maverick Bunker Professor of Management, Professor of
Work and Employment Research and Engineering Systems, and Co-Director of the
MIT Sloan Institute for Work and Employment Research.
Joel E. Cutcher-Gershenfeld, Dean and Professor at the School of Labor and
Employment Relations, University of Illinois.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
* Note: Process, Substance, and Relationship are also addressed in our “Ten Trusty Tips.” Information is related to all three.
27
ANALYSIS AND DISCUSSION
The Importance of Process
Process refers to the “how” of negotiations: the manner in
which they are planned and carried out. Process
suggestions underscore the importance of preparation not
only individually and on behalf of your group, but also
jointly and in conjunction with other parties.
The process underlying collective bargaining can be just
as important, if not more so, than the substantive
discussion transpiring at the negotiating table.
The mechanisms in place to facilitate collective bargaining
merit critical reflection by all parties, as do the effects of
each process element on the quality of the negotiations as
a whole.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
28
ANALYSIS AND DISCUSSION
Process in Action
Examples of process concerns include the following:
Scheduling delays: A common frustration heard from stakeholders
on both sides describes the negotiations as too dragged out to be
optimally effective for anyone.
Location and timing: In some cases, the physical location and timing
of meetings can impact the ability of parties to be present at the
table, particularly when approval for time off of work or other
logistical concerns arise.
Tactics at the table: Consider the negative effects of gaming tactics
like anchoring, horse-trading, and throwaway proposals.
Pre-meeting preparation: A lack of adequate preparation makes it
harder to structure an agenda for the day’s meeting and may be
perceived as a lack of interest.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
29
ANALYSIS AND DISCUSSION
Quotes on Process
Stakeholders had the following to say about process:
“Maybe we should have videotaped everything.”
•In fact, we do not recommend videotaping negotiation sessions, as this may encourage
parties to posture or (conversely) not express themselves freely. However, this quote
expresses frustration with the lack of a procedural mechanism for tracking agreement.
“If we’re negotiating, have the Selectmen clear their plates so that when we come
to an agreement, we can have it approved quickly, like, within the day. Have them
available via phone. Let them take a lunch meeting while we take a lunch break.”
•This quote from a union negotiator expresses frustration with the procedural delays that
result when approval from multiple parties is required and cannot be expedited.
“[Everyone] think[s] that they have to come in high so they can get knocked back
down. Right from the start, each side knows what the other side is doing, but they
get pissed off at each other right away. People should come in with realistic
numbers and stand their ground; it would be fair if you’re honest from the start.
It’s like you’re sitting in the room with a bunch of used car salesmen. But people
get so emotionally twisted up in it…”
•This quote from another union negotiator expresses a wish that all parties (including
his/her own) could avoid battling bids and the emotions that accompany this tactic.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
30
ANALYSIS AND DISCUSSION
Advice on Process
Experts suggest negotiating how you will negotiate:
A potentially transformative exercise involves convening stakeholders
in a “summit” to develop a roadmap for the road ahead and to
establish a protocol and mechanisms for resolving disputes.
One element of such a summit might consist of a “best/worst”
analysis, in which parties describe the best and worst features of
the current system and discuss what a successful process would
look like in the future.
Take note that many of the recommendations we present in the
following sections (both general and specific) would best be
adopted in just such a summit—general recommendations in a
meeting between the Town Manager and leaders from all unions,
specific recommendations in individual meetings with leaders
from each union, or (where applicable) in intra-union meetings.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
31
ANALYSIS AND DISCUSSION
The Importance of Substance
Substance refers to the “what” of negotiations: the
substantive components addressed at the table. Substance
suggestions deal with techniques for meetings your
interests as well as learning the interests of others.
The substance of what is decided at the negotiating table
is, of course, always important. Sometimes, however, an
impression can be created that one party’s interests carry
substantive weight, while another party’s do not. This can
lead to festering dissatisfaction over time.
Similarly, differences in substantive outcomes can leave
some groups feeling preferred over others (or the
reverse).
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
32
ANALYSIS AND DISCUSSION
Substance in Action
Examples of substance concerns include the following:
Dismissal of interests: When a party comes to the table wishing to discuss
something, there will be a substance problem if another party is too
quick to reject it as a topic for discussion.
Union polling: If you don’t know what your union members want, how
can you get it for them at the negotiating table? Some unions currently
have robust consensus-building mechanisms, while others cite
disinterested membership or other reasons for not polling.
Differential outcomes: Consider what happens when similar inputs produce
dissimilar outputs, like unequal pay for roughly equal work.
Pre-meeting preparation (again): A lack of adequate readiness for
substantive discussion on one party’s part can often be perceived as an
assumption that its own interests are more important than another
party’s—whether or not this is actually true.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
33
ANALYSIS AND DISCUSSION
Quotes on Substance
Stakeholders had the following to say about substance:
“Many of our topics were simple things that wouldn’t cost the Town any
additional money, but they were shoved aside because they weren’t ‘bottom line’
items.”
•This quote addresses what happens when one party dismisses substantive interests that
may only minimally affects costs—often the best opportunity to find common ground.
“There needs to be some of that horse-trading going on, maybe, but I wish people
would be much more plainspoken.”
•This quote addresses both procedure (horse-trading as a tactic) and substance (viewing
an interest on your side as “costing” an interest on their side). This is not always best.
“There needs to be more dialogue and preparation on their part, but they also
need to be willing to actually negotiate. They can’t just say, ‘No, no, no,’ without
even so much as an explanation. There are actually a lot of opportunities to
agree.”
•This quote expresses frustration with those times when an opportunity to act on
substantive interests is missed. Again, many interests actually have little cost!
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
34
ANALYSIS AND DISCUSSION
Advice on Substance
Experts suggest broadening the substance of discussion:
A growing trend in collective bargaining cases shows parties
putting the public interest on the table, not just the narrow
interests of one party.
For instance, negotiation topics consist of not only wages,
hours and working conditions, but also ways to better the
public safety.
Such joint issues can truly be transformative, as dialogue
focuses on the issues that brought the stakeholders together
in the first place.
What might happen if all parties focused more on the good of
Nantucket than they currently do on their own wants?
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
35
ANALYSIS AND DISCUSSION
The Importance of Relationship
Relationship refers to the “who” of negotiations: other parties
in your negotiations and their interaction with one another.
Relationship suggestions deal with the importance of building a
trusting, ongoing rapport with other parties.
The relationship between parties can be subtly affected by
almost anything, so in some sense every suggestion is a
relationship suggestion.
More specifically, however, relationship suggestions directly
address how parties are treated in negotiations and how they
are made to feel. For example, certain negotiation tactics may
be substantively advantageous, but come at a high relational
cost—and relationships tend to outlast contracts.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
36
ANALYSIS AND DISCUSSION
Relationship in Action
Examples of relationship concerns include the following:
Conflicts of interest: These may be perceived or real, and arise whenever a
personal relationship is implicated in a business relationship, or vice
versa. It is important to mitigate such conflicts wherever possible.
Personal style: Every negotiating team is ultimately made up of
individuals. Consider how you relate to one another within your team. Is
everyone’s voice heard? Similarly, when dealing with other parties, do
you make yourself personable or do you make it personal?
Stakeholder reputation: While winning at any cost or maintaining a tough
stance has its benefits, consider its implications for your group’s image in
the community—particularly when circumstances are subject to change.
Community reputation: A related factor that should be important to all
stakeholders is Nantucket’s reputation as a community. Is it someplace
where relationships foster negotiation, or hinder it?
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
37
ANALYSIS AND DISCUSSION
Quotes on Relationship
Stakeholders had the following to say about relationship:
“The most valuable resource that we have is the people.”
•We believe that this quote would be true in nearly every setting, but is
especially true when members of all stakeholder groups know each other so
well. It also highlights the most important feature of your negotiations.
“Here you have to turn around and be in a meeting the next day with
someone you were contentiously negotiating with.”
•This quote addresses the relationship factor head-on. Note that replacing the
word ‘contentiously’ with another adjective (i.e., ‘productively’) completely
changes the implications of the sentence.
“Our off-island reps remind us not to back down too much.”
•This quote is a reminder that hierarchical relationships can often have an
impact on negotiations and may cause parties to act differently.
“I have never seen [Person X] smile. Ne-ver.”
•This quote, which could have been said about anyone, is a not-so-subtle
reminder of the importance of maintaining warmth even when it is difficult.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
38
ANALYSIS AND DISCUSSION
Advice on Relationship
Experts suggest keeping in mind what is at stake:
Nantucket’s unique dynamics lead to more being at stake in
getting the collective bargaining approach right. Beyond
questions of compensation or the work environment,
relationships with close friends and neighbors are in play.
Effects are magnified when negotiations go poorly, because of
the close-knit nature of the community. Tension at the
negotiating table translates into tension across the
island—and can be difficult to escape
However, when negotiations go well, the positive effects are
magnified in precisely the same way. A community focused
on collaboration in tough times is a better place to live.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
39
ANALYSIS AND DISCUSSION
The Importance of Information
Information—reliable, readily available information—is critical to successful
negotiations in any context. Information is so important a factor that it affects
all three of the considerations already discussed:
Process is improved to the extent that non-compromising information is freely
shared. When all parties rely on the same numbers and accurate projections, delay
will be reduced at both the micro- and the macro-level.
Substance is also improved to the extent that information is shared. When
procedural delay is reduced, more time can be devoted to discussing substantive
concerns. When the wider community is better informed, some contentious issues
may disappear altogether.
Relationship is (not surprisingly) improved by information-sharing, too. Working
from the same information breeds trust between parties, as it relates to openness
and honesty. Conversely, a lack of transparency is often perceived by other parties
as disrespectful or grounds for mistrust. And when negotiators receive training
(another kind of information), relationships may substantially improve.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
40
ANALYSIS AND DISCUSSION
Information in Action
Examples of information concerns include the following:
Ease of access: With respect to budgets, finances, statistics, and other
relevant information, ease of access ensures that parties have a
normative, objective baseline for rational negotiation. Offers and
counteroffers are likely to be grounded in fact rather than fiction when
based on empirical data and accurate, verifiable information.
Community education: With respect to management decisions, rationales,
and effects of policy decisions, informing the community ensures that
parties have a shared understanding of realities, expectations, and
initiatives. (How might this work in the context of health insurance?)
Training: With respect to negotiation and the collective bargaining
process, training ensures that parties possess the knowledge and skills
necessary to facilitate meaningful and productive discussion— both
within each party’s organization and at the negotiating table.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
41
ANALYSIS AND DISCUSSION
Quotes on Information
Stakeholders had the following to say about information:
“We want to work on better communication and expectation setting with unions.”
•This quote from a member of Town Administration indicates a desire to share additional
information, at least for the purpose of managing expectations.
“We have a hard time believing the Town.”
•This quote, which also contains strong relationship overtones, illustrates a major problem
that can develop when parties doubt that all relevant information is being shared.
“The explanation doesn’t get down to the level that’s necessary for explaining the
financial position of the Town.”
•This quote shows that depth of information is as important as breadth. Detail matters!
“The people explaining [the finances] have to know how to do that in the
employees’ language—because when my guys walk away confused, then they think
someone is trying to pull the wool over their eyes.”
“I don’t think the Town has done everything they could to educate people about
how different [health] plans could be good for different people. They should really
talk to people individually, not just in groups.”
•These quotes both demonstrate that the manner in which information is communicated is as
important as the information itself. Packaging is often everything, and taking the time for
sensitive, individualized explanation is key—particularly when familiar things change.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
42
ANALYSIS AND DISCUSSION
Advice on Information
Experts suggest relying on objective information:
Objective information, while not always easy to define, is a
much better basis for decision-making than personal
opinions or local rumors.
Mutual discussion of available standards and mutual adoption
of the same leaves all parties feeling that outcomes are more
fair. For example, if two unions are being treated
differently, comparison could be made to similar unions in
other towns or perhaps recent arbitration decisions.
At the same time, even objective information should be
treated as a mutually agreeable guideline, not an absolute
rule. Information sharing is meant to be freeing for the
parties, not constricting.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
43
RECOMMENDATIONS
Introduction
In this section, based on the foregoing analysis and discussion, we
turn to recommendations. This section is divided into two parts:
General recommendations: Here, we issue five recommendations that apply
equally to all parties currently engaged in collective bargaining.
Specific recommendations: Each stakeholder will also receive a specific
recommendation intended to improve their role in negotiations.
All recommendations refer to either Process, Substance, Relationship,
or Information. (Naturally, some refer to more than one.) Each
recommendation will be coded as follows:
Cost-impact analysis for each recommendation will also be coded as
follows. Note that no recommendation’s cost exceeds its impact.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
InformationRelationshipSubstanceProcess
IRSP
High Cost and ImpactMedium Cost, High ImpactMedium Cost and ImpactLow Cost, High Impact
$$$ / ✯✯✯$$ / ✯✯✯$$ / ✯✯$ / ✯✯✯
44
RECOMMENDATIONS: GENERAL
General Recommendation 1
The issue:
Many stakeholders express frustration stemming from a perceived
imbalance in the amount of preparation undertaken by the parties
prior to negotiations. Another concern relates to difficulties in
scheduling negotiation sessions. Conducting multiple unions’
collective bargaining talks simultaneously is a difficult juggling act,
and fosters suboptimal preparation and scheduling.
All parties experience difficulties when all contracts are negotiated at
the same time. Town Administration expresses frustration with the
difficulty of preparing for so many meetings at once, and this same
overburdening makes other parties feel that the Town does not
respect them enough to devote adequate attention to their interests.
Quote: “Scheduling was [a] problem because the Town Manager was
negotiating four other contracts at the same time.”
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
45
RECOMMENDATIONS: GENERAL
1: Deconsolidate negotiations
Our recommendation: Deconsolidate collective
bargaining negotiations.
Avoid intentional clustering of union negotiations.
Stagger union negotiations to the extent possible.
Preparing for just one or two negotiation rounds
during a given calendar year can help mitigate some of
the challenges associated with negotiating with five or
six unions contemporaneously.
This will require the joint effort of all involved
stakeholders.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
$$$ / ✯✯✯P
46
RECOMMENDATIONS: GENERAL
1: Deconsolidate negotiations
Potential barriers to implementation:
At first glance, consolidation of union negotiations may appear to be a more efficient
approach from Town Administration’s perspective. In theory, administrative
personnel need not continuously devote attention to collective bargaining, freeing
up time and resources to take on other tasks.
Thorough, ongoing preparation for negotiations may consume a significant amount of
time and effort, since at least one contract will always be in negotiation.
Strategies for overcoming barriers:
In practice, consolidation of numerous union negotiations into one block may have
the effect of minimizing efficiency and slowing down talks due to the other party’s
frustration from the perception, rightly or wrongly, that their group does not
command the unique attention or preparation that would occur had the negotiations
been held in isolation. A concerted effort by all to deconsolidate and address
scheduling and preparation concerns sends a positive message to other stakeholders
and may potentially have a transformative effect on negotiations.
If possible, develop a systematic way to prepare that works for your group, and
memorialize it so that your group can refer to it in future negotiations rather than
starting from scratch every time.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
47
RECOMMENDATIONS: GENERAL
General Recommendation 2
The issue:
Parties do not agree on empirical data to turn to when
determining reasonable, livable wages during
negotiation discussions.
Stakeholders often feel as if they are negotiating in the
dark, and have little basis for comparison to other
municipalities or collective bargaining units.
Failing to maximize available information and
transparency breeds confusion, disagreement, and
mistrust.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
48
RECOMMENDATIONS: GENERAL
2: Conduct C.O.L.A. Analysis
Our recommendation: Undertake an accurate assessment of
Nantucket’s Cost of Living Allowance (C.O.L.A.).
Consider retaining the services of a mutually agreed-upon expert
or firm to provide an independent, conclusive report comparing
Nantucket’s cost of living, both overall and in several key
subcategories (e.g., costs associated with home ownership), to
State and national averages.
Determine the overall premium associated with life on the island
(the “Nantucket Factor”). This may be done just once (to establish
a baseline) and, if determined to be effective, repeated periodically
(i.e., every ten years).
Consider agreeing to a similar approach for an independent audit
of Town finances.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
$$ / ✯✯✯I
49
RECOMMENDATIONS: GENERAL
2: Conduct C.O.L.A. Analysis
Potential barriers to implementation:
The cost associated with hiring a consultant or auditing firm may seem like a waste of
limited financial resources. Why should more money be allocated when the Town is
attempting to reduce or control budgets and reign in spending?
Challenges associated with stakeholder agreement may arise when attempting to
select a trusted third party to perform the independent financial reporting.
Strategies for overcoming barriers:
The one-time transaction cost of performing a cost of living and financial audit will be
offset by more efficient negotiations and gained trust between parties in the long
run. Parties need not perform unilateral research to the same degree with respect to
finances, obtaining numbers and figures that are often a source of doubt, mistrust,
or dispute with another party.
Consider forming an assessor selection and oversight committee to maximize
stakeholder involvement from conception to completion. Include union and Town
Administration representatives so that all feel involved.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
50
RECOMMENDATIONS: GENERAL
General Recommendation 3
The issue:
Many stakeholder groups express reservations concerning
the role that attorneys play in the collective bargaining
process.
Costs associated with legal representation are of
significant consequence during an undertaking that
many view as the distribution of scarce resources.
Negotiations that continue for months or years can amount
to substantial legal bills when attorneys are consulted or
take an active seat at the negotiating table.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
51
RECOMMENDATIONS: GENERAL
3: Reconsider Attorneys’ Role
Our recommendation: Re-evaluate the use of attorneys and the role that they play
within your individual collective bargaining group.
Try having this conversation as part of the proposed “stakeholder summit” (see
page 30). An effective use of counsel can mean different things to different groups,
and can take a number of different forms:
•Use of counsel advocacy at the negotiating table: Although it can be expensive, some parties find
this approach well worth the confidence of being represented by a capable and
experienced labor law attorney-negotiator. This may minimize the back-and-forth nature
of having to step away from the table to consult with counsel via telephone or e-mail.
Other parties may feel threatened by attorneys in this role. Parties might consider a
multiparty agreement to have attorneys present at the table or not.
•In-house counsel: This approach might be worth exploring for a Town that already accrues
hundreds of billable hours each year relating to labor negotiations.
•Neutral labor counsel: As part of a stakeholder summit, perhaps consider retaining a neutral
labor attorney to serve not as an advocate, but rather as a resource for addressing issues
concerning legal questions and contract interpretations.
•Training in interest-based negotiation: Parties might also consider an agreement to only hire
attorneys who have been to interest-based negotiation training.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
$ / ✯✯✯P
52
RECOMMENDATIONS: GENERAL
3: Reconsider Attorneys’ Roles
Potential barriers to implementation:
Stakeholders may place different values on the role that attorneys
play in collective bargaining.
Reaching an agreement with other parties over how best to utilize
them may prove difficult.
Strategies for overcoming barriers:
Discussion with other parties concerning how to potentially improve
negotiations carries little potential cost, and you may well discover
areas of shared interests. Again, consider having this discussion as
part of a “stakeholder summit” (see page 30).
Even if it does not appear possible to reach any sort of agreement on
the role of attorneys, the re-evaluation within each individual labor
group can be of significant value.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
53
RECOMMENDATIONS: GENERAL
General Recommendation 4
The issue:
Collective bargaining is a challenging proposition, with
high stakes at play in many respects.
Away from the table, negotiators are tasked with
collecting input from, and managing the expectations
of, the constituents whom they represent.
At the table, negotiators must effectively work with their
fellow representatives and those on the other side of the
room in order to reach the best possible outcome for the
parties involved.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
54
RECOMMENDATIONS: GENERAL
4: Educate/Train Negotiators
Our recommendation: Provide education and training for negotiators.
The skills required to be an effective negotiator do not come naturally to
most individuals. Even the most exceptional negotiators attribute much of
their success to education, training, and years of practice.
Turnover within union leadership and Town Administration can lead to
negotiators who lack the optimal level of experience or institutional
memory with respect to past negotiation proceedings.
An orientation for newly-elected or appointed officers, administrators, and
politicians is one potential component of an effective education and
training strategy.
As part of stakeholders coming together for the purpose of negotiating
how they will negotiate (page 30), parties could agree to have their
representatives attend training sessions to foster effective negotiation
skills.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
$$ / ✯✯✯I, R
55
RECOMMENDATIONS: GENERAL
4: Educate/Train Negotiators
Potential barriers to implementation:
Time and fiscal constraints may pose obstacles to devising and implementing
educational materials and training sessions.
Reaching an agreement with all interested stakeholders could prove
challenging.
Strategies for overcoming barriers:
Much like performing a cost of living assessment, the expense of creating an
educational or training regimen will likely be offset by more effective
communication, efficient negotiations, and gained trust between parties.
Although an agreement from all stakeholders to enact a plan to effectuate
training and education is ideal, each party stands to benefit in their own
right from educating and training their collective bargaining
representatives. Therefore, consider independently undertaking training
and education measures as a fallback.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
56
RECOMMENDATIONS: GENERAL
General Recommendation 5
The issue:
When challenges arise during negotiations, it is
often easy to get stuck in the moment and lose
sight of the bigger picture.
Frustration from past or current negotiation
experiences may lead parties to effectively give
up on the current round of negotiations,
declaring an impasse and proceeding
immediately to mediation or arbitration.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
57
RECOMMENDATIONS: GENERAL
5: Watch How You Begin & End
Our recommendation: Reevaluate where you commence
negotiations and what you do when they break down.
When collective bargaining stalls or hits a snag, consider
changing location and/or tactics.
In an effort to avoid impasse and encourage productive
negotiation dialogue, evaluate whether your own unit’s
approach may be causing the problem or giving up too soon.
Effective elements to focus on for consideration and
reevaluation include:
•Setting aside significant quality time for negotiation sessions
•Balancing the benefits and costs of protracted negotiations
•Situating negotiation sessions elsewhere (may impact outcomes)
•Selecting someone new as a negotiator (skill set matters)
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
$ / ✯✯✯P, S
58
RECOMMENDATIONS: GENERAL
5: Watch How You Begin & End
Potential barriers to implementation:
Negotiators may be inclined to simply go with what has worked in the past,
or what they’re comfortable with.
Parties may believe that they are ceding power when they accommodate
another party, or will appear weak when backing down from an initial
position.
Strategies for overcoming barriers:
Negotiation tactics that are comfortable or have worked in the past are not
always meeting the best interests of your group; reevaluation must include
resetting your interests and expectations from past negotiations.
Negotiation tactics that emphasize your leverage or position of power are
likewise not always best in the long run. Simply because you can impose
your will on another party does not mean that it is in your long-term
interest to do so. Instead, consider reassessing your list of genuine
objectives and suggest solutions that address the interests of all parties.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
61
RECOMMENDATIONS: SPECIFIC
Town of Nantucket
Town Administration:
The issue: Union negotiators grow frustrated due to protracted negotiations that
require them to make personal sacrifices in order to represent their group at the
table. While Town Administration is compensated, as part of their job, for time
spent in negotiations, a perceived imbalance arises when union negotiators are
required to take vacation days or pay for childcare when sessions take place.
Quote: “People take days off of work, we all have lives, we have children… and we
go in and make offers and they can never commit. It gets really frustrating… Every
time I have a negotiation session, I shouldn’t have to take my vacation time. I should
get a day off from work, and [the Town] should have to pay to drag this on.”
Our recommendation: The Town might consider compensating union negotiators for
time spent in negotiation sessions. Think about blocking out a whole day or two,
and possibly holding negotiations off-island. These actions signal to all parties that
collective bargaining is a special activity that commands significant attention, and
that efficiently reaching resolution is an important goal shared by all. It also makes
discussions purposeful and encourages a different kind of preparation.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
$$ / ✯✯✯R
62
RECOMMENDATIONS: SPECIFIC
Town of Nantucket
Town Administration, cont.
Potential barriers: The costs associated with compensating union negotiators for time
spent at the negotiating table (or with off-island negotiation summits) may seem like
unnecessary, significant expenses.
Strategies for implementation: Remember that all parties want to reach contract
agreements as quickly as possible. Compensating union representatives for their
presence at the negotiating table shows a commitment to eradicating perceived
inequalities, and demonstrates that their union members are important assets to the
Town—thereby taking steps to address a major underlying interest even before
coming to the table. An off-island negotiation summit can greatly reduce costs in a
broader way if it leads to more substantive and efficient dialogue between parties.
Devoting a day or two to negotiations can potentially be much more productive
than hour-long meetings spanning months or years. Even if holding negotiations
off-island is not feasible, consider agreeing to day-long negotiation sessions in a
special neutral ‘retreat’ venue on Nantucket.
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
69
Closing Thoughts
As we hope we have demonstrated, greater investment in Process, Substance,
Relationship, and Information can lead to significant growth. Our five
general recommendations address each of these categories:
Deconsolidate negotiations (Process)
Conduct a C.O.L.A. assessment (Information)
Reconsider the role of attorneys (Process)
Emphasize negotiator education and training (Information, Relationship)
Re-evaluate where and how negotiations occur (Process, Substance)
This report will ideally be the beginning of an informational dialogue
between parties, clarifying misperceptions as to who groups really are and
what they really want, as well as what works well in negotiations and what you
might try to do differently.
In addition to our five general recommendations and our specific
recommendation for your group, we would like you to be aware of ongoing
training and consultation services offered by the Harvard Negotiation and
Mediation Clinical Program (see page 71).
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
CONCLUSION
70
Next Steps…
In Spring of 2011, we hope to present our findings to the Town
of Nantucket in live format. Any or all of the following meetings
are possible:
Open meeting for interested residents of the Town
Private meetings for individual stakeholder groups
In addition, HNMCP would be happy to collaborate with the
Town of Nantucket on any of these potential follow-up projects:
Training sessions for those directly involved in negotiations
Consensus building within individual stakeholder groups
Executive education on the Harvard Law School campus
We thank you for the opportunity to work with the Town of
Nantucket, and hope we may do so again in the future!
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
CONCLUSION
71
Additional Resources
If you are curious about additional ways to improve collective bargaining on
Nantucket, we recommend these books and articles:
Joel E. Cutcher-Gershenfeld, Bargaining Over How to Bargain, Negotiation Journal,
Oct. 1994, at 323.
Joel E. Cutcher-Gershenfeld et al., Collective Bargaining in the Twenty-First Century: A
Negotiations Institution at Risk, Negotiation Journal, July 2007, at 249.
Roger Fisher & Alan Sharp, Getting it Done: How to Lead When You’re Not in Charge
(1998).
Sheila Heen & John Richardson, “I See a Pattern Here and the Pattern Is You”:
Personality and Dispute Resolution, in The Handbook of Dispute Resolution 35 (Michael L.
Moffitt & Robert C. Bordone eds., 2005).
David Lewin et al., Public Sector Labor Relations: Analysis and Readings (3d ed. 1987).
Lawrence E. Susskind & Jeffrey L. Cruikshank, Breaking Robert’s Rules: The New Way
to Run Your Meeting, Build Consensus, and Get Results (2006).
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
CONCLUSION
72
Acknowledgments
Finally, we wish to thank the following individuals:
Nathan Barber, Nantucket Fire Department
Tracy Blanchard, HNMCP Clinical Program Assistant
Prof. Robert Bordone, Project Supervisor
Prof. Joel Cutcher-Gershenfeld, Contributing Expert
C. Elizabeth Gibson, Nantucket Town Manager
Prof. Thomas Kochan, Contributing Expert
Chief Mark McDougall and the Nantucket Fire
Department (union focus group hosts)
Introduction Project
Description
Stakeholder
Information
Analysis and
Discussion
General
Recommendations
Specific
Recommendations Conclusion
CONCLUSION